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IIA IIA-CFSA-BANK Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:Certified Financial Services Auditor (CFSA) - Banking Discipline
Exam Number:IIA-CFSA-BANK
Exam Duration:175 minutes
Exam Format:Multiple Choice Questions, Computer-based
Certificate Validity Period:Annual continuing professional education (CPE) renewal required
Passing Score:600/750
Related Certifications:Certification in Risk Management Assurance (CRMA)
Certified Internal Auditor (CIA)
Certified Financial Services Auditor (CFSA)
Exam Price:Varies by IIA membership status and region
Real Exam Qty:115
Available Languages:English
Recommended Training:IIA Financial Services Audit Certificate
Exam Registration:IIA Certification Candidate Management System (CCMS)
Pearson VUE Scheduling
Exam Way:Pearson VUE authorized test centers
Pre Condition:Professional experience in internal auditing, banking, or financial services is recommended. Eligibility requirements were established by IIA certification policies.
Official Syllabus URL:https://www.theiia.org/en/content/certifications/certification-candidate-handbook/

IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financial Services Auditing25%- Risk assessment and audit planning
  • 1. Financial services risk identification
    • 2. Internal control evaluation
      • 3. Audit engagement planning
        Topic 2: Auditing Financial Services Products25%- Banking products and services
        • 1. Retail banking
          • 2. Commercial lending
            • 3. Investment and trust services
              • 4. Treasury and cash management
                Topic 3: Auditing Financial Services Processes15%- Operational auditing
                • 1. Loan processing
                  • 2. Fraud prevention and detection
                    • 3. Deposit operations
                      • 4. Information systems and technology controls
                        Topic 4: Regulatory Environment15%- Banking regulations and compliance
                        • 1. Capital adequacy and risk management requirements
                          • 2. Consumer protection regulations
                            • 3. Anti-money laundering requirements
                              • 4. Regulatory agencies and oversight
                                Topic 5: Banking Discipline20%- Banking-specific knowledge
                                • 1. Credit risk management
                                  • 2. Liquidity risk
                                    • 3. Asset and liability management
                                      • 4. Bank governance and regulatory expectations
                                        • 5. Interest rate risk
                                          • 6. Capital management

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